Course curriculum

  • 1

    Course Preview

    • Securities Industry Essentials (SIE) Introduction

    • What To Expect
  • 2

    Products and Their Risks

    • Page 1

    • Page 2

    • Page 3

    • Page 4

    • Page 5

    • Page 6

    • Page 7

    • Page 8

    • Page 9

    • Page 10

    • Page 11

    • Page 12

    • Page 13

    • Page 14

    • Page 15

    • Flashcards: Products and Their Risks

    • Quiz: Products and Their Risks

    • Chapter Notes
  • 3

    Debt Securities & Investment Companies

    • Page 1

    • Page 2

    • Page 3

    • Page 4

    • Page 5

    • Page 6

    • Page 7

    • Page 8

    • Page 9

    • Page 10

    • Page 11

    • Page 12

    • Flashcards: Debt Securities & Investment Companies

    • Quiz: Debt Securities & Investment Companies

    • Chapter Notes
  • 4

    Knowledge of Markets

    • Page 1

    • Page 2

    • Page 3

    • Page 4

    • Page 5

    • Page 6

    • Page 7

    • Page 8

    • Page 9

    • Page 10

    • Flashcards: Knowledge of Markets

    • Quiz: Knowledge of Markets

    • Chapter Notes
  • 5

    Options and Risk

    • Page 1

    • Page 2

    • Page 3

    • Page 4

    • Page 5

    • Page 6

    • Page 7

    • Page 8

    • Page 9

    • Page 10

    • Page 11

    • Page 12

    • Page 13

    • Flashcards: Options and Risk

    • Quiz: Options and Risk

    • Chapter Notes
  • 6

    Accounts and Trading

    • Page 1

    • Page 2

    • Page 3

    • Page 4

    • Page 5

    • Page 6

    • Page 7

    • Page 8

    • Page 9

    • Page 10

    • Page 11

    • Page 12

    • Page 13

    • Flashcards: Accounts and Trading

    • Quiz: Accounts and Trading

    • Chapter Notes
  • 7

    Rules and Prohibited Activities

    • Page 1

    • Page 2

    • Page 3

    • Page 4

    • Page 5

    • Page 6

    • Page 7

    • Page 8

    • Page 9

    • Flashcards: Rules and Prohibited Activities

    • Quiz: Rules and Prohibited Activities

    • Chapter Notes
  • 8

    Regulatory Framework

    • Page 1

    • Page 2

    • Page 3

    • Page 4

    • Page 5

    • Page 6

    • Page 7

    • Page 8

    • Flashcards: Regulatory Framework

    • Quiz: Regulatory Framework

    • Chapter Notes
  • 9

    Final Course Exam

    • Final Course Exam: This Exam Requires A Passing Score of 70%
  • 10

    Resources

    • Downloads & Information