SIE Exam Simulator

In our SIE Exam Simulator, you will find comprehensive simulated chapter quizzes and flashcards, however the practice quizzes in this simulator contain more questions and the passing rate is 85% (or better) for each quiz and exam. 

This exam simulator module was created to provide you with a more challenging task. By passing each quiz and exam by obtaining a score of 85% (or better), this provides you with not only increased knowledge of the questions and answers, but also gives more of a tolerance, since the state licensing exam requires only a 70% or better to pass.


 



Simulation Effect

 


In our Securities Industry Essentials study course, the chapter quizzes provided you with explanation of your answers with each question, however in this exam simulation module the quizzes and exam will not give you an explanation of your answer – this is to simulate the FINRA exam which acts in the same manner. It’s designed to prepare you for this sort of format.  

The final exam and quizzes pull questions from a larger “bucket” of 400+ questions. The questions randomize every time you go through the exam and quizzes, and it will pull some new questions into the exam that you may not have yet seen.

We recommend going through the quizzes and especially the final exam several times.






SIE Exam Simulator Curriculum

  • 1

    Exam Simulator Module Preview

    • What To Expect

    • Securities Industry Essentials (SIE) Introduction

  • 2

    Knowledge of Capital Markets

    • Flashcards: Knowledge of Markets

    • Exam: Knowledge of Markets

  • 3

    Products and Their Risks

    • Flashcards: Products and Their Risks

    • Exam: Products and Their Risks

  • 4

    Customer Accounts and Trading

    • Flashcards: Accounts and Trading

    • Exam: Accounts and Trading

  • 5

    Options and Risk

    • Flashcards: Options and Risk

    • Exam: Options and Risk

  • 6

    Debt Securities & Investment Companies

    • Flashcards: Debt Securities & Investment Companies

    • Exam: Debt Securities & Investment Companies

  • 7

    Rules and Prohibited Activities

    • Flashcards: Rules and Prohibited Activities

    • Exam: Rules and Prohibited Activities

  • 8

    Regulatory Framework

    • Flashcards: Regulatory Framework

    • Exam: Regulatory Framework

  • 9

    Final Module Exam

    • Final Module Exam: 100 Questions

  • 10

    Resources

    • Downloads & Information