Exam Simulator Module

In our Exam Simulator Module, you will find similar chapter quizzes that are contained in our SIE study course, however the quizzes in this module contain more questions and the passing rate is 85% (or better) for each quiz and exam. This exam simulator module was created to provide you with a more challenging task. By passing each quiz and exam by obtaining a score of 85% (or better), this provides you with not only increased knowledge of the questions and answers, but also gives more of a cushion, since the state licensing exam requires only a 70% or better to pass.


 



Simulation Effect

 

In our Securities Industry Essentials study course, the chapter quizzes provided you with explanation of your answers with each question, however in this exam simulation module the quizzes and exam will not give you an explanation of your answer – this is to simulate the FINRA exam which acts in the same manner. It’s designed to prepare you for this sort of format.  

 

The final exam and quizzes pull questions from a larger “bucket” of 400+ questions. The questions randomize every time you go through the exam and quizzes, and it will pull some new questions into the exam that you may not have yet seen.


We recommend going through the quizzes and especially the final exam several times.



Disclaimer:


This exam simulator module does not replace the SIE exam study course. There is no study content or chapter notes contained in this module - only quizzes, exams, and flashcards. If you have not yet enrolled or completed the SIE exam study course, we offer the course HERE.





SIE Exam Simulator Curriculum

  • 1

    Exam Simulator Module Preview

    • What To Expect

    • Securities Industry Essentials (SIE) Introduction

  • 2

    Products and Their Risks

    • Flashcards: Products and Their Risks

    • Exam: Products and Their Risks

  • 3

    Debt Securities & Investment Companies

    • Flashcards: Debt Securities & Investment Companies

    • Exam: Debt Securities & Investment Companies

  • 4

    Knowledge of Markets

    • Flashcards: Knowledge of Markets

    • Exam: Knowledge of Markets

  • 5

    Options and Risk

    • Flashcards: Options and Risk

    • Exam: Options and Risk

  • 6

    Accounts and Trading

    • Flashcards: Accounts and Trading

    • Exam: Accounts and Trading

  • 7

    Rules and Prohibited Activities

    • Flashcards: Rules and Prohibited Activities

    • Exam: Rules and Prohibited Activities

  • 8

    Regulatory Framework

    • Flashcards: Regulatory Framework

    • Exam: Regulatory Framework

  • 9

    Final Module Exam

    • Final Module Exam: 100 Questions

  • 10

    Resources

    • Downloads & Information